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COMPANY |
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INDUSTRY |
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DEAL TYPE |
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TRANSACTION |
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Wireless Retailer |
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Buy-side
M&A |
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Acted as exclusive advisor and placement agent of equity for the acquisition and consolidation of 10 Bell Wireless dealer networks across Canada, consisting of 53 stores, as a growth platform with C$125M revenue. |
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Veterinary Medicine |
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Debt and Equity Financing |
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Acted as exclusive placement agent for $2 million in equity and $18 million in Senior and Subordinated Debt to BrightHeart Veterinary Centers, a national network of advanced-care specialty veterinary hospitals. |
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Industrial |
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Senior and 2nd Lien
Term Loan |
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Acted as exclusive placement agent for $13 million in Senior and 2nd Lien Term Loan to Empire Scaffold, LLC, an industrial scaffold provider in the Gulf Coast region. |
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Education |
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Debt and Equity Financing |
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Acted as exclusive placement agent for $5 million in Subordinate Debt and $1 million in Equity for Baran Institute of Technology, Inc.,
a leading for-profit postsecondary education institution. Baran Institute of Technology operates four schools at six campuses in
the following curriculums: technical training, culinary,
arts & hospitality management, and allied health. |
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Veterinary Medicine |
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Equity Financing |
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Acted as exclusive placement agent for $28.5 million in equity to BrightHeart Veterinary Centers, a national network
of advanced-care specialty veterinary hospitals. |
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Aggregates Industry |
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Debt Financing |
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Acted as exclusive financial advisor and placement agent to raise $37 million of Senior and 2nd Lien Term Debt for VantaCore Partners, LP,
a private limited partnership focused on acquiring competitive U.S. aggregates producers. The debt was
used to refinance existing indebtedness and to acquire
a leading and gravel operator located near Baton Rouge, Louisiana. |
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Brewing |
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Debt Financing |
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Acted as exclusive financial advisor and placement agent for Iron City Brewing Company and raised a $7 million Revolving Credit Facility and Term Loan to support the growth of this iconic regional brewing company. |
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Rewards Program |
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Equity Financing |
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Acted as exclusive placement agent for $13 million in equity
to RecycleBank, LLC., an innovative “Rewards Program” that incentivizes households
to recycle. |
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Alternative
Energy |
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Equity Financing |
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Acted as exclusive
placement agent for $50 million in equity securities |
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Medical Lasers |
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Fairness
Opinion |
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Rendered a fairness
opinion relating to the company’s restructuring |
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Recycling |
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Buy-side
M&A |
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Advised Montgomery
Scrap and United Iron and Metal in their combination to
form Atlantic Recycling Group |
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Agricultural
Chemicals |
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Buy-side
M&A |
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Advised on acquisition of AGSCO a leading distributor
of chemicals, seeds and fertilizer. |
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Agricultural
Chemicals |
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Buy-side
M&A |
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Advised on acquisition
of Boettcher Enterprises a leading distributor of chemicals,
seeds and fertilizer. |
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Agricultural
Chemicals |
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Buy-side
M&A |
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Advised on acquisition
of Terral a Louisiana distributor of chemicals, seed and
fertilizer |
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Agricultural
Chemicals |
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Buy-side
M&A |
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Advised on acquisition
of UAPT a national distributor of chemicals, seeds and
fertilizer |
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Agricultural Chemicals |
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Buy-side
M&A |
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Advised
on $30 million strategic acquisition of a national distributor
of chemicals, seeds and fertilizer |
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Undisclosed LBO
of Public REIT |
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Real Estate |
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Buy-side
M&A |
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Advised on potential $2.7 billion leveraged buyout of public REIT |
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Bottling/
Brewery |
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Financing |
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Acted as advisor related
to contemplated IPO |
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Agricultural Chemicals |
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Buy-side
M&A |
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Retained as advisor on ongoing acquisitions by $2 billion revenue public company |
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Biotech |
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Fairness
Opinion |
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Served as financial advisor and rendered a fairness opinion relating to the Company’s
warrant exchange |
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Alternative Energy |
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Financing |
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Acted as exclusive placement agent for $10 million in equity securities |
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Biotech |
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Fairness
Opinion |
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Served as financial advisor and rendered a fairness opinion relating to the Company’s warrant exchange |
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Restaurants |
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Restructuring |
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Acted as co-financial advisor
to structure and negotiate a
$260 million debt-for-debt
exchange offer |
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Technology |
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Financing
&
Private Equity |
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Acted as exclusive placement agent for $48.5 million of private equity and co-invested |
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| TMC Acquisition Corp. |
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Consumer Products |
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Buy-side M&A, Financing
Private Equity |
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Led an investor
group, which included management, in the buyout of TMC
from its bankrupt parent. Arranged $2.5 million private
placement of subordinated debt and advised company in the
restructuring of $4.5 million of senior bank debt. |
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Energy |
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Financing |
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Acted as exclusive placement agent for $56 million in equity securities |
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| Compost America, Inc. |
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Business Services |
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Financing |
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Acted as exclusive placement agent for $20 million in equity securities |
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| Banco Regionale del Norte (Norbank) |
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Specialty Finance |
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Financing |
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Arranged a $14 million bank facility and $5 million private placement of subordinated debt |
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| Osicom, Inc. |
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Technology |
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Financing |
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Acted as exclusive placement agent of $7.5 million in equity securities |
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| AMG Resources, Inc. |
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Business Services |
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Buy-side
M&A |
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Advised on buy-side
acquisition strategy |
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Technology |
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Fairness
Opinion |
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Advised special committee of the Board and rendered a fairness opinion in connection with an offer to purchase the company’s business by an insider group |
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Financial Services |
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M&A |
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Rendered a valuation
of the company |
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Consumer Products |
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Sell-side
M&A |
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Advised on $16 million
sale of a subsidiary |
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Media |
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M&A |
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Rendered a valuation
of the company |
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Software |
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Fairness
Opinion |
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Rendered a fairness opinion in connection with the $17.5 million acquisition of eComServers, Inc. |
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